Rules and
Regs
360X AG (hereinafter referred to as "the Company" or “360X”) is a German
stock corporation (Aktiengesellschaft), registered in the Commercial Register of Frankfurt am Main under commercial code B (“HRB”) 122917, LEI 529900M42L36KXZ1JD69, with her registered office at Westend Carree Grüneburgweg 16-18, 60322 Frankfurt am Main. 360X is a regulated securities exchange. Its unique market identifier code is 360X (MIC: 360X).
360X is an investment firm supervised by the German Federal Financial Supervisory Authority (Bundesanstalt für Finanzdienstleistungsaufsicht, “BaFin”) and Deutsche Bundesbank (Central Bank of the Federal Republic of Germany, regional office: Hesse), which holds the following licenses:
• Investment brokerage (Section 2 (2) No. 3 Investment Firm Act (Wertpapierinstituts-
gesetz, “WpIG”));
• Trading on own account (Section 15 (3) WpIG);
• Placement business (Section 2 (2) No. 8 WpIG);
• Operating a MTF (Section 2 (2) No. 6 WpIG).